Learner Centered Assessments for Preservice Classroom Teachers

 

Robert Tierney with Lora Lawson and Elizabeth Murray

 

This course undergraduates in exploring assessment from multiple perspectives - in terms of assessment’s relationship to school and society, the ethics of assessment, social justice and assessment, ways of knowing, and school reform and assessment, as well examining specific assessment practices.  Students are involved in an internship as they explore issues and refine their own repertoire of assessment strategies.

Glossary of Assessment Terms

Alternative assessment: a term applied to a variety of assessment techniques that have been proposed as alternatives to standardized tests. Often called "performance" or "authentic" assessments, their intent is to measure directly a student's ability to perform; therefore, they are designed to resemble real tasks as closely as possible. Many of these alternatives were developed in order to provide more meaningful assessments of the reading and writing that students do and out of dissatisfaction with what traditional assessments were measuring. Portfolios, performance-based assessments, dynamic assessment, on-the-run assessment, and anecdotal records are among the alternative approaches included in the class

Anecdotal records: written observations made by teachers as students read, write, or engage in conversations, discussions, or collaborative work with other students. They focus on what the child can do rather than on what he can't do. The comments are phrases or quick notes that document what happens when it happens. Anecdotal records can focus on students' achievements, progress, effort, and ongoing learning goals and serve as reminders or notes to reflect on in order to plan instruction.

Assessment: a term often used interchangeably with evaluation, though there is a difference between the two. Assessments the collection of information or data gathering. The purpose of assessment is to monitor learning processes and to inform teacher and student decision making. Evaluation refers to examining and reflecting on the information that has been gathered. When you evaluate, you make a judgment.

Authentic assessment: the development and use of tests that reflect legitimate learning goals and instructional practices. Authentic reading and writing tasks in an assessment context have learners engage in tasks replicating as closely as possible the actual challenges facing readers and writers in specific topics of study, in the workplace, or in daily living, where learning is contextualized and purposeful. Proponents of authentic assessment criticize traditional standardized tests, which rely heavily on multiple-choice items, the use of short reading passages, and isolated skills testing.

Checklist: a list of activities, behaviors, or steps that an observer uses to guide his or her ssessment of a student. The observer marks or checks off skills, strategies, or behaviors observed in the student's performance. The observer is most often the teacher, but students may also use checklists for peer and self-evaluation.

Classroom-based assessment: the various assessment procedures teachers use to assess students as well as engage students in self-assessment. These include informal procedures such as observations, checklists, or on-the-run assessments and more formal procedures such as periodic assessment and portfolios.

Criterion-referenced test: a test that assesses students in terms of the extent to which they demonstrate certain capabilities rather than how students compare to each other.

Dynamic assessment: assessment that is related to diagnostic teaching--assessment and evaluation clearly linked to teaching and often occurring as part of the check-reflect-act cycle during teaching. it indicates assessment that informs, rather than drives, teaching.

Evaluation: (See Assessment.)

Holistic assessment: method of assessing the overall quality of written responses such as essays or to attain an overall impression of a reader's performance. Evaluators are trained in holistic scoring procedures to be sure they operate from the same bases as they make judgments.

Informal Reading Inventory (IRI): originally intended to be a quick check of whether a selection was too easy, too difficult, or appropriate for use with an individual student. Over the years, it became more formalized and was used more rigidly to define a child's reading level and to justify placement decisions. More and more people have become disenchanted with its use for placement and seem to be going back to the original purpose.

Interview: a one-on-one meeting in which the teacher can ask a student questions in order to profile that student's strategies, metacognitive awareness, habits, likes, dislikes, and factors influencing his behaviors.

Inventory: student interview or survey form used to guide the assessment and evaluation of student interests, attitudes, and background knowledge.

Norm-referenced test: a test that compares students to a larger population, such as a national sample. Most current norm-referenced tests rely heavily on short passages and multiple-choice items.

On-the-run assessment: the everyday, quick assessments a teacher makes during the check-reflect-act cycle in order to see whether or not most students are keeping up or to determine which instructional options to follow. On-the-run assessment occurs in the context of teaching.

Peer assessment: assessment in which one student assesses another's work and/or gives feedback.

Performance-based assessments: assessments that evaluate students' reading and

writing abilities by requiring demonstration or exhibition of a concept or skill. Students can demonstrate their abilities and understanding with writing, oral reports, dramatizing, simulations, products or projects, and behaviors. When students demonstrate a skill or concept, they are rated by an evaluator who uses observation and selected criteria to judge the quality of the performance. The evaluator usually is the teacher; however, well-informed students can also do peer or self-assessment.

Portfolio: a process in which students select representative samples of their reading and writing and develop ongoing collections.

Primary trait analyses: procedures for analyzing open-ended responses or essays according to criteria identified as being important. For example, primary trait procedures might be used to analyze a story retelling in terms of plot or consideration of character traits.

Reading log: a record of books a student has read. It may include such information as the date the book was read; book title; author; genre; whether the book was easy, medium, or challenging; the student's reason for choosing the book; whether or not he finished the book; why he liked or didn't like the book; a person he shared the book with; whether he wrote about the book.

Retelling: an alternative method of assessing comprehension. To retell is to tell again. A retelling usually involves having a reader give his recollection of a story--sometimes the reader is asked to recap the story as if he were telling it to someone who doesn't know anything about it. To assess retellings, analyses tend to focus on whether or not important events were included.

Rubric: a listing of criteria and rating scales used to assess student writing, open-ended responses to reading, and other responses that require an examination of different traits.

Running record: a procedure developed by Marie Clay to assess oral reading behavior using a simplified method of coding oral reading errors. It is easy to use and does not require a lot of teacher preparation. The teacher simply records everything the child says and does as he or she reads the selection the teacher has chosen. Teachers take running records to be sure that a selection is sufficiently challenging but not unduly so; to observe what strategies children are using; to observe what children are able to do, not just what they can't do; to identify children who need special attention. Running records are especially useful for assessing students' ability to cross-check, self-monitor, and self-correct.

Self-assessment: students' reflection on their work on assignments, tests, and portfolios. Self-assessment might focus on differentiating strengths or weaknesses, discussing the process or development, establishing ongoing learning goals, or examining improvement.

Standardized test: a test designed to provide an assessment of a sample of student performance, administered to prescribed rules, scored by set guidelines, and interpreted by comparing students with other populations. (See also Norm-referenced tests.) Note: Many criticisms of standardized tests are really criticisms of their misuse. Most assessment experts agree that they should not be used as the sole indicators of student achievement and that educators and the public have put too much stock in their scores.

Think-alouds: the thought processes and strategies that readers and writers use as they pause and share their thoughts, questions, and predictions at different points while reading a selection. Think-alouds give the teacher an immediate impression of readers' and writers' ongoing thought processes, as well as the shifts in their understanding and reactions.

Writing log: a record of what a student has written. It may include reflections on strategies the student feels he uses well and those on which he is working.

Examples of some class Notes on the web site

Ideas, Problems and Questions shared from small groups:

1. During portfolio conference put less emphasis on the writing, and more on the message

2. Consider tape recording conferences

Problem: When to get 1 on 1 time with the kids in a busy day with the whole group.

1. Moving the portfolio from being just a storage file to a self-reflection process

2. Before individual reflection, discuss as a group the things to consider

3. Encourage different people's perspective: students and parents

1. Giving the students choice

2. Self-assessment

3. Encourage students to find a way to organize their work

Problems

1. How to get kids motivated

2. Too many students in the day (60-80)

3. Not enough time in class (40-45 min.)

1. To start, each student brings a personal photograph from home and shares about self

Questions:

1. How to do a portfolio in a short amount of time.

2. How to put oversize projects in a portfolio

3. How to do KWL effectively

1. Make children a part of it from the beginning

2. For conferences, give children who are not experienced with portfolios a guide for reflection

3. Send pieces home for parent comments

4. Use during parent-teacher conferences

5. Talk with kids before you start

Question: When do you fit in conferencing?

1. Start small.

2. Allow the system to adapt to the students' needs and classroom situation.

3. Active involvement of students (ownership)

Question: Adapting informal assessment to letter grades.

1. Use the buddy system (such as fifth grade buddies)

2. Set a timer when working with one child, help other students to learn not to interrupt

3. Construct a standard form to fill out for self-assessment

Questions:

1. I you haven't started, how do you do it this time of year?

2. If you are the only teacher in the classroom, how do you do this?

3. Parents expect papers to go home . It is a good way to communicate, so they know what is going on in the classroom. How can you keep them at school for the portfolio?

#

Slides: Mistakes we can make...

1. Thinking the portfolio can include only "Sunday Best"

(Some of the most interesting things are not the best work.)

2. Going overboard formally explaining in depth why each piece was selected. ("I'm proud of this piece because..." becomes time-consuming.)

3. Restrict portfolio contents to classroom items.

4. Going overboard with the final product and appearance of the complete portfolio. (The value is in the reviewing and thinking about the process, the conversations and sharing that go on.)

5. Keeping the portfolios for the teacher. (Kids need access, too.)

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Responding to Journals

Choices of your response. (It can be a powerful way to connect or disconnect.)

1. Reflective response (like a therapist) ask questions and you tend to get more from the student next time

2. Share a similar personal experience, and you tend to get more from the student next time

3. Glib response (postcard) short notes of no particular substance, and you tend to close off communication with the student

#Send e-mail this week regarding these questions:

1. When are you going to be trying portfolios in your classroom?

2. What are you doing it with? (In conjunction with what project, subject, etc.)

3. What are you doing to help the kids collect different things? How will those things be related?

4. How are you going to connect the portfolios with the parents?

5. What sorts of things are you going to get the kids to do with their portfolios?

6. What are you planning on doing with the portfolio?

#Suggestion:

Get the portfolio disconnected from grading at this time. After the process, debrief the kids and see what they think could be learned from the portfolio process.

Hints and hits on the website

Series of notes, articles that were generated in conjunction with the class by students, teaching assistants and others

#Assessment and Evaluation Tools from Literacy Class

#Evaluation Information from Pedagogy Class

#How Do I Get an A in This Class?

Implementing Portfolio Assessment with Kindergarteners

#Interview with Dr. Michael Beeth--Science educator

Involving Parents with Portfolios

#Is Assessment Better Suited to Elementary Not Middle School?

#Lost Assessment Class Notes

Making the Process More Efficient

#Matching Class Theory to Cooperating Teacher's Practices

Math Assessment

#Types of Assessment Studied in This Class

#What Is an Anecdotal Record?

Will This Assessment Work with Urban, Low Socio-Economic Kids?

Success Stories

Example

EXCLUSIVE INTERVIEW WITH PROFESSOR MICHAEL BEETH:

AG: We've had some requests for guidance in science assessment, particularly regarding the use of portfolios. Can you help our ever-aspiring student teachers?

MB: Well . . . should I call you "Assessment" or "Guru" or what?

AG: Nicknames spell trouble for me. Let's stick with initials, MB.

MB: All right, AG.

AG: About your sage advice?

MB: Of course. I'm afraid there isn't a single source to which I can point students, but I can remind them of a few things we touched on in class. The main theme of my reminder is that open-ended inquiry lends itself to authentic assessment because of its student-centered, somewhat uncertain nature. Writing can become a valuable part of science in both meaning making and assessment. Do you remember the overhead on "Writing and Science?" On the outside chance that you haven't committed it to memory, here it is:

Writing and Science: Science and Writing organize and categorize notes taken during investigation (note-taking skill) send postcards describing science investigations (interpersonla communications) document procedures used step-by-step, what was done (technical writing) present data collected during an investigation: graphs, charts,pictures, webs, etc. (non-verbal communication) describe what happened during an investigation: what was expected/unexpected? (narrative/expository writing) write to persuade others that your comclusions are valid (persuasive writing) write how it feels to do science investigations (creative writing) reflect on what you learned and how your ideas changed, if they did (reflective writing) suggest additional questions that should be asked about the topic (projective writing) AG: Thanks. That is probably a helpful refresher. Though you didn't present this material as an approach to portfolio assessment, it seems this list provides a lot of suggeted contexts for looking at children both in the short term and over time. Have you got any more great ideas?

MB: Of course. I have a list of "Cognitive Objectives for Science Learning." Finding means for assessing these might best be done with multiple sources of information (i.e. portfolios): Observes, describes, and classifies objects and phenomena found in the natural world. Asks questions based on observations of natural objects and phenomena Can focus observation on one setof characteristics for an object or phenomena (i.e. knows what to look for). Asks questions that can be addressed through scientific inquiry. Uses physical models, analogies, and metaphors to help explain thoughts and ideas. Ideas are consistent from day to day. Recognizes when they have sufficient information to draw a conclusion. Can locate information necessary for studying an object or phenomena. Records and analyzes information appropriately. Is developing an attitude that s/he can engage in scientific inquiry. Listens to others to determine if an idea is understood (i.e. find the ideas of others intelligible). Can provide sound reasons for an idea (i.e. states reasons why an idea is plausible). These are things to give you an idea where to start looking. Your method/means of assessing such things may be a conference or a writing assignment or a log or observation . . .or a combination. This isn't a one-time checklist. It's pointing to strategies developed over time.

AG: Very appropriate for portfolios. What about with middle-school students?

MB: There isn't all that much different with middle-school students theoretically. The difference, for me, lies in the possibilities and the "rigor" with which you can "accept arguments" from students. Simply put, older kids can handle more complexity. They can stand back and look more rationally at what's going on. However the task of getting kids to reflect on their physical world and how it influences their world. You're starting with their own experience and pushng them to the level of abstraction

AG: Any other ideas for us?

MB: You might want to have the students look back at the Peterson and Junket article they read in the summer. It's the one about the "Three P's." It talks about how the scientific process is never complete until a person has had to persuade someone else of a "good idea" that has resulted from the scientific exploration. Speaking persuasively encourages students to take ownership of the material. That persuasive context is facet worth contemplating when designing an assessment system.

 

 

#

 

 

Emails

Here we will share some of the Greatest Hits gleaned from the hoppin' e-mail lines of WWW:

Dear Assessment Guru,

Isn't this assessment stuff we're talking about in class better suited for the elementary classroom rather than the middle-school classroom? Hmm?

Signed,

Knee Deep in Seventh Grade Hormones

 

Dearest Knee Deep,

You raise an interesting point. One can get the false sense that because there are more actual subjects being taught in an elementary classroom that there might be more assessment options there. Time is a factor with middle school classrooms, but the basic concepts of assesment point out to us that we need to look at students in on-going, periodic, and long-term ways. That's true regardless of age. Your assessments will obviously look somewhat different than those happening in a kindergarten class (because your kids already know their colors and how to tie their shoes, of course). It would seem that you would have a lot more options for self-assessment than younger children might present. Options for more independence goes hand-in-hand with older students' self-assessments. I acknowledge that change is more difficult twith older than younger. We get set in our ways over time. But rememebr that the ultimate goal here is ownership. Who more desirous of ownership than an adolescent?

 

Ask yourself: Are the learning goals that are important to you are spoken through your assessment system?

Love in Assessment,

A.G.

#Dear Assessment Guru,

I am taking this class on assessment. I hear a whole lot of interesting ideas being presented, but they would never work at my school with my kids. My classroom is filled with urban,low-socio-econmoic-status kids who are accustomed to a traditional classroom. This portfolio thing is too much change for them to handle.

Your pal,

Yes But . .

Dear Y.B.,

I understand your concern. Change is not something we all embrace easily. That just means that change needs to come in a manageable package. The sticky part is that the package must be created by you. No one is asking you to transform your sudents or yourself into something or someone else. No portfolio system is going to make an urban classroom look like a suburban one, or a culturally diverse one look like a culturally homogeneous one, or a first-grade one look like a middle-school one. You have to start where you are and where your students are. Many urban teachers talk about the huge social concerns that "get in the way" of assessment. Find ways to fold the social, affective elements into your assessment system. You're looking for ways to involve the students in their own learning to make them feel as though they have voices and choices. Working toward more authentic assessment does not mean that you come in on Monday morning, chuck the grade book out the window, and join hands to frolic in student-chosen creations whatever they may be. You need to set up a framework for assessing kids in which both you and your students can SUCCESSFULLY analyze their work, set goals for their progress, and chart growth over time. Notes, anecdotal records, conferences, interviews, observations, self-assessments, checklists, portfolios--whatever procedures (or better, combinations of procedures) you use, they need to be inviting and inclusive for students. There is no hard and fast rule about exactly how to implement this. But the pressure is on you to make it meaningful for your students. A lot of urban kids can benefit from the sense of ownership portfolio assessment can provide, not just educationally but personally--in the big picture of life. Goals. Decisions. Growth. They matter outside the classroom, too.

Sincerely,

A.G.

#Dear Assessment Guru,

What the heck is an anecdotal record anyway . . . and how does it count as assessment?

Signed,

Sick O'Lingo

Dear Sick O,

Anecdotal records are just what the label says: a record of observed anecdotes. They are a way of keeping track of your students on an individual basis. Some teachers keep looseleaf notebooks with a divider for each child. Other teachers keep their anecdotal notes on post-it notes and collect them on larger sheets or in files. Some keep index cards for each kid in a file box. Some use computer labels, then stick them to a larger piece. Some use the computer. I'm sure there are many other methods, too. Let us know what you've seen/tried/invented.

Anecdotal record content will vary from teacher to teacher and child to child. Some teachers choose certain sets of students to focus on each day and rotate the schedule over the course of a week. Other teachers find it easier to get anecdotal records started by focusing on a certain subject area or portion of the curriculum. Other teachers are comfortable just looking broadly and trusting themsleves to see fairly over time. The important part of anecdotal records is taking the time to re-visit them, looking for patterns and trends and suggestions to improve your teaching and your understanding of your students' learning. Some teachers present and place their anecdotal notes in a place where the students and the teacher can both readily access and contribute to them. Other teachers prefer to keep their notes private and share selected portions with students. There are probably 578 ways to organize and use anecdotal records correctly. You need to develop what's right for you.

The actual notes themselves may take on lots of forms. Some teachers find that they are taking the same anecdotal notes over an over again for every student. Such a trend might suggest that the teacher ask him/herself: So what am I really looking for here? Is there more? Am I looking closely enough? OR The repetitive trend could suggest that for a particular portion of your assessment, you are looking for specific things . . . and they might be best represented in a checklist. There isn't a formula. It's trial and error. Trust yourself and trust your kids. You know more than you think.

Love in Assesment,

A.G.

#My Darling Assessment Guru,

How much would it take to buy an "A" in this class?

Signed,

Been in School Too Long

 

My Sweet B.I.S.T.L.,

Have you any connections with the Getty family? Or is it the Carnegies? Perhaps the Rockefellers . . . Actually, for legal purposes, I might recommend striving for an "A" by more traditional means. You will struggle with assessment when you get your own classroom like every teacher does. Taking a stab at your own system will give you a running start. Promise.

Faithfully,

Your Darling Guru

P.S. You do just call me "darling," right?

#HELP ME!!!! I am in a terrible state. I know that I have read and seen and attempted jillions of forms of assessment over the course of this past year, but I can't remember what they are and the dog swallowed all my old notebooks and papers, so I can't refer back to them.

Desperately Seeking Strategies

Dear Desperate,

Sorry about your dog's digestive tract. Hope the pages weren't stapled . . .

Did I say that?

Anyhow, being a guru and all, I was able to make psychic contact with a portion of your past. The ghost of XXX appeared to me in a dream and listed the following things that you did/saw/lived in the name of assessment during Literacy. Perhaps they will refresh your memory and help you find some meaning in your assessment system. I am in the process of receiving other-worldly messages from other professors and instructors as well, once our stars align.

Observation Survey

*Letter ID

*Running Record

*Word Test

*Dictation Task

*Writing Vocabulary

Qualitative Analysis of Written Products

*What can this child do? . . . Observation of both processess and analysis of products

Ethnographies/Fieldwork

*Observations

*Interviews

*Correspondences

*Home visits

*Collection of artifacts

*Community visits

Shadow Studies

*Following children through an instructional day

*Observing processing and experiences

*Examining contexts of learning as well as content

Your own participation in the construction of portfolios to document your learning both summer and autumn quarters

Teacher logs/checklists as exemplified by Mrs. XXXX of Park Elementary.

Some of this list represents specific stategies that you can plug into your assessment system. Other parts of this list represent exercises that stretched you to think or observe in a certain way or through a certain lens that you can borrow/adapt and apply to some portion of your assessment system. Still other parts of this list may be things you never care to revisit again. The choice is yours, as is the assessment system. Make it meaningful for you and your kids.

Good luck.

A.G.

#Assessment Guru,

I am getting the old trapped feeling again; hanging out right there between my classroom and the university. In class I hear all sorts of cool ideals and ideas about using portfolios and authentic assessment in the classroom, but none of it really matches with what's happening in my classroom. Truthfully, I don't feel like ticking my cooperating teacher off this late in the game, but I think the expectation for this class is that I will lead an assessment mutiny by the quarter's end. Maybe I'll just abandon ship . . .

Signed,

Theory V. Practice

 

Dear T.V. (or shall I call you "television?"),

Student teaching is an extremely emotional and taxing experience. It's the time to try on the whole teacher suit at once, not just a hat here or boots there, but the whole get-up. Exciting on one hand, but on the other, limits lurk everywhere. You see just how much time every thing takes . . . and how many unplanned crises can muck up a good schedule/lesson/unit or set you wondering--on certain days--why you ever thought you could possibly be a teacher . . . and was that a "Help Wanted" sign in the Burger King window? The reality of it all sometimes seems to boil down to survival. You're allowed to have such days. Everyone who's ever taught has had them.

Such days are especially prevalent at the point where you "take over;" precisely where you guys are right now. So your focus is on the immediate stuff, like "How do I get through tomorrow?" Then you show up for assessment class, and everyone is asking you to look at children in a big, broad way over time. Think big. Be innovative. Question practices and patterns. Set up portfolios. Find the layers. Create a system. Lead the child from behind. The list goes on. To deny the seeming contradictions and questions that must pervade your experience at the present moment would be to live in fantasyland (an alternative to the Burger King thing). One side pulls you into the moment-to-moment, the other to the global view. The seeming split is probably more pronounced for you now than it will ever be. Cognitive dissonance is good for the soul.

But you might as well get past that split idea and set yourself about merging the two sides in a meaningful way for yourself. Right now you have people to associate with each facet, so it's easy to make them into extremes. The teachers represent "practice," and the university people represent "theory." I would argue that good teachers have quite a bit of theory undergirding their practice. And good university types ground their theory in practice. There is an art to merging theory and practice.

The thing about assessment is that the theory and practice of it are all tangled up together. The way you choose to look at children is all about your theories on what's important about teaching and learning and children. Those theories are subject to perpetual change, which will then impact how you assess. So the only way to find an assessment system that helps marry your theory and your practice is to jump in and try one. Sure you'll feel as though you're lost in the sauce at certain times and totally bluffing it at others, but you will also INEVITABLY stumble upon practices, strategies, approaches, and ultimately a system that makes some sense to you. The only way to really screw up is to only talk about assessment and never really try it.

One last thing--there seems to be a rampant case of Portfolio-phobia about the place. Try to get yourself over that. Portfolios seem to come with a whole huge heap off connotations and expectations, such as the one the LEADS interns have been struggling with all year. Dr. Tierney has lots of experience with seeing these things in effective action. When he shares his ideas, they are suggestions or possibilities. Choose the parts that fit with you, your mission, and the mission of your students. Don't make this more difficult than it needs to be. Whatever method you choose to look at, your students over time will bear some similarity to portfolios. The benefit of the portfolio is that it provides a physical record of the journey and involves the student in his/her own assessment. You iron out the details according to your own criteria. As always, trust yourselves and try, knowing full well that you'll have ample opportunity to reflect and try again.

Your pal,

A.G.

 

Readings

Burnham, C. (1986). Portfolio evaluation: Room to breathe and grow. In C. Bridges (Ed.), Training the teacher of college composition (pp. 125-138). Urbana, IL: National Council of Teachers of English.

Calfee, R. C., & Freedman, S. W. (1997). Classroom writing portfolios: Old, new, borrowed, blue. In R. Calfee & P. Perfumo (Eds.), Writing portfolios in the classrooms: Policy and practice, process and peril (pp. 3-26). Hillsdale, NJ: Erlbaum.

Calfee, R. C., & Hiebert, E. H. (1991). Classroom assessment of reading. In R. Barr, M. L. Kamil, P. B. Mosenthal & P. D. Pearson (Eds.), Handbook of reading research: Volume II (pp. 288-309). White Plains, NY: Longman.

Camp, R. (1990). Thinking together about portfolios. The Quarterly: National Writing Project/Center for the Study of Writing, 12(2), 8-13, 27.

Camp, R. (1992). Portfolio reflections in middle and secondary school classrooms. In K. T. Yancey (Ed.) Portfolios in the writing classroom: An introduction. (pp. 61-79). Urbana, IL: National Council of Teachers of English.

Camp, R. (1993). The place of portfolios in our changing view of writing assessment. In R. E. Bennett & W. C. Ward (Eds.) Construction versus choice in constructed response, performance testing, and portfolio assessment (pp. 183-212). Hillsdale, NJ: Erlbaum.

Camp, R., & Levine, D. (1991). Portfolios evolving. In P. Belanoff & M. Dickson (Eds.) Portfolios: Process and product (pp. 206-214). Portsmouth, NH: Boynton/Cook.

Carini, P. F. (1973). The Prospect School: Taking account of process. Childhood Education, 49(7), 350-56.

Carini, P. F. (1986). Building from children’s strengths. Journal of Education, 168(3), 13-24.

Clark, C. T., & Moss, P. A. (1996). Researching with: Ethical and epistemological implications of doing collaborative, change-oriented research with teachers and students. Teachers College Record, 97(4), 518-548.

Clark, C. T., Chow-Hoy, T., Herter, R. J., Moss, P. A., & Young, S. (1996, April). Beyond product: Portfolios, motivation, and engagement. Paper presented at the annual meeting of the American Educational Research Association, New York.

            Conference. pp. 11-24

Crumpler, T. (1996). Exploring a culture of assessment with ninth grade students: Convergences of meaning within dramas of assessment. Unpublished doctoral dissertation, The Ohio State University, Columbus.

Eisenhart, M. (1995). The fax, the jazz player, and the self-story teller: How do people organize culture? Anthropology & Education Quarterly, 26(1), 3-26.

Elbow, P., & Belanoff (1997). Reflections on an explosion: Portfolios in the >90s and beyond. In K. B Yancey & I. Weiser (Eds.), Situating portfolios: Four perspectives (pp. 21-33). Logan: Utah State University Press.

Elbow, P., & Belanoff, P. (1986). Portfolios as a substitute for proficiency examinations. College Composition and Communication, 37, 336-339.

Ellwein, M.C., Glass, G.V., & Smith, M.L. (1988) Standards of competence in educational reform. Educational Researcher, 4-9.

Gentile, C. (1990). Exploring new methods for collecting students' school-based writing: NAEP's 1990 portfolio study. Washington, DC: National Center for Education Statistics.

Goldman, J. P. (1989). Student portfolios already proven in some schools. School Administrator, 46 (11), 11.

Graves, D. H., & Sunstein, B. S. (Eds.) (1992). Portfolio portraits. Portsmouth, NH: Heinemann.

Haney, W. (1993) Testing and minorities. In L. Weis And M. Fine (Eds.) Beyond silenced voices (pp.45-74). Albany: SUNY.

Herman, J. L., Gearhart, M., & Schbachler, P. R. (1997). Portfolios for classroom assessment: Design and implementation issues. In R. Calfee & P. Perfumo (Eds.) Writing portfolios in the classrooms: policy and practice, process and peril (pp. 27-59). Hillsdale, NJ: Erlbaum.

Herter, R. J. (1991). Writing portfolios: Alternatives to testing. English Journal, 80(1), 90-91.

House, E. R. (1991) Evaluation and social justice: where are we? In M. W. McLaughlin & D.C. Phillips (Eds.) Evaluation and education at quarter century ( pp.233-247). Chicago, Illinois: Nineteenth Yearbook of the National Society for the Study of Education.

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Example of an article

Classroom-Based Assessment

Systems for Literacy

by Robert J. Tierney

Over the past ten years a great deal has been written about the shortcomings of traditional methods for assessing literacy in schools. some of those criticisms have centered upon:

the mismatch between what we value and teach as literacy and what we actually assess.

the extent to which assessment practices sometimes derail worthwhile instructional pursuits.

the disenfranchisement that occurs as more weight is given to performance on standardized tests than is given to the input of teachers, parents, students, and classroom-based indicators.

the costs in time and dollars associated with these testing programs.

the failure to develop assessment procedures that involve students in assessing themselves.

A major goal of the classroom-based assessment systems is to realign assessment with teaching and learning. At first glance, this may seem a somewhat straightforward goal. Upon closer study of the system, however, it should be apparent that achieving this goal required a great deal of careful and thoughtful classroom- and research-based effort.

There are two important aspects of classroom-based assessment systems. Classroom-based assessment procedures for teachers and self-assessment practices for students.

For Teachers: Classroom-Based Assessment procedures

Can you imagine an assessment system that affords you a sense of student growth, range of abilities, and effort, and also helps you set goals?

Can you imagine an assessment system that values teachers as professionals--as individuals responsible for observing students, facilitating their learning, and informing others of their progress?

Can you imagine an assessment system that engages students in establishing their own goals and assessing their own literacy learning?

Can you imagine an assessment system that provides teachers and students with evaluation criteria that represent what they value in literacy?

Can you imagine an assessment system that does not disrupt classroom life?

Can you imagine an assessment system that supports and encourages teachers and students instead of seeming to judge and penalize them?

Can you imagine an assessment system that supports you and your students--empowering your instructional plans?

In an attempt to ensure that assessment is always aligned with instruction, I envision assessment as a continuing cycle involving these three steps:

CHECK ACT REFLECT

Sometimes this cycle occurs in a matter of seconds as teachers and students operate on-the-run; at other times it occurs over weeks or months as teachers and students look over a unit's work. The implementation of this assessment cycle ensure that all assessments are connected in an ongoing fashion to teaching and learning.

The dynamic nature of assessment is most apparent when teachers are making decisions on-the-run. Imagine that students and teachers are engaged in a shared reading experience or in some kind of discussion about a selection. As the shared reading or discussion ensues, the teacher is keeping a watchful eye on how the students are responding: Which students are initiating responses? What kinds of reactions are they having to the selection?

As teachers observe their students, they are also doing a check on what they are doing themselves: What is happening and how do I feel about it? How might I proceed as a result? As the activity continues, the teacher continues to make adjustments or to act upon situations as necessary. Later he/she might jot down some observations. Such notes might be reminders about selecting subsequent materials or facilitating future discussions, or they might be about particular students; for example, "The class loves to discuss everyday dilemmas that people fact" or "Jerry began sharing his thoughts today. He offered several evaluative comments about the story and was willing to suggest ideas that extended other students' responses." The teacher can then place these notes about materials or future discussions into a file; the note about Jerry can be put into the file kept on him. Or, it might entail a teacher joptting down a note to remind herself to spotlight something (e.g. perhaps some problem-solving that a student did etc.) or to follow up with some advice or brainstorming with the students about how they might proceed.

As you might imagine, on-the-run assessment may not be that visible to the untrained eye. However, teachers are constantly checking whether or not their students are engaged in an activity or are incurring difficulty. They are also capitalizing on new teaching opportunities, making adjustments, or changing tracks to meet emerging needs. To do these things, they are reading how the students are responding, both verbally and nonverbally.

Different procedures work for different teachers, and different teachers will use different procedures. For some teachers, on-the-run assessment means keeping "mental track" of their observations; for other teachers, it means jotting down notes and/or encouraging their students to do so. While each teacher needs to develop his/her own procedures, I would encourage you to think about ways to connect your notes, checklists etc. to the decisions that you will make in the areas that are important to you and the students. Some teachers find it useful to have a menu-like listing of things to observe; others are ablt to keep track of things without such lists. Once a note is made or a checklist is completed, do look over the checklist and follow up on what you have noticed. This may be just a matter of giving feedback to studnets or it could involve making some plans for a focussed seesion where you follow up with the students. I would also encourage you to keep these notes or receipts in an ongoing file(s). I would stress that although valuable, such record-keeping should not overshadow teaching and learning. Teachers must take care not to let their desire to keep records interfere with interactions with students. Instead, they should adopt a system that is both manageable and useful. This includes developing a filing system that enables them to place notes in some kind of file or folder with a minimum amount of time and effort.

On-the-run assessment can occur as quick checks in the middle of a story discussion, science experiment, or during a workshop activity. On-the-run assessment informs rather than drives instruction and is directly tied to what is being done in the classroom--and, therefore, to what teachers and students value. The goal of on-the-run assessment is to have a system that complements rather than runs roughshod over teaching and learning.

Hand in hand with on-the-run assessment, there may be occasions when a teacher takes some time with a student or a group of students to pursue more systematic observations. Systematic observation is more planful than on-the-run assessment. it may occur at regular intervals, be scheduled, or emerge as a result of a teacher wanting to take a closer look at a student or students. Systematic observation also involves the same cycle of checking, reflecting and acting as on-the-run assessment. The teacher stops to check and reflect, and then uses these observations to develop instructional plans with the students. These time-outs might take the form of conferencing or may be done in conjunction with ongoing classroom activities, such as the use of portfolios. Often for these purposes, checklists or organizers are helpful because they include a menu of possibile areas for observation etc. that should not have to be memorized but with which teachers should be familiar. These systematic assessments can be managed in whatever ways work best for the individual teacher. Some teachers choose to use the systematic assessment in conjunction with their schedules for individual conferences over the course of a month. Others initiate a plan whereby they assess a small subset of students each week. Still others pursue their observations in a more opportunistic fashion; they may prefer to keep a clipboard of forms handy so that when assessment opportunities arise, they can quickly note their observations or ideas.

However teachers use systematic assessment, it should not be allowed to become more paperwork. Rather, it needs to be manageable and useable. Just as on-the-run assessment involves a cycle of checking, reflecting, and acting, so does systematic assessment. These assessments should be set up to help the teacher--together with students, parents, and others--decide or reflect upon goals and establish future courses of action. Alongside evaluations, teachers might consider jotting down some possible new directions to take, or suggestions for ways to follow up certain activities or events. If systematic assessment is used in conjunction with student conferences, future possibilities and goals should also be discussed.

There is a need for a combination of assessment that includes on-the-run ways to check progress as well as ways to conduct a range of formal and informal periodic assessments. One of the most exciting assessment devices is the inclusion of performance assessment activities. Instead of having assessment devices that do not fit with the kinds of activities that you want your student to have with these materials, the performance assessment activities are built around activities that you would want to do with these materials. They involve a rich mix of alternatives to questions and answers. Webs, time lines, and a host of other possibilities are included. So, if you want an assessment packet that will enliven learning as it guides your decision-making, then look to the performance assessment activities.

The use of portfolios can be a powerful catalyst in connecting assessment to teaching and learning. Your approach to portfolios should not overly prescribed and regimented; it is child-centered and varied. Other articles decscxribe the portfolio in more detail

In addition to using the assessment tools suggested, teachers should also consider how they are going to report various results to administrators, parents, and students. With parents and students, a reporting method that involves ongoing formulation and feedback might be best, rather than summarizing and reporting results periodically. With parents and students, my inclination is toward a method of reporting which involves both ongoing formulation of goals, sharing feedback and setting decisions rather than summarizing and simply reporting results. Here are some things to consider when making such decisions:

Range of Purposes

The range of purposes might include:

various ways of providing students and parents feedback (e.g., portfolios, conferences, and so on).

jointly constructed narratives with students, teachers, and others.

checklists of various sorts, detailing facets of students' reading and writing.

Considerations for the Report Process and Product

How are assessment reports used? How should they be used? Some possibilities:

to engage with students and parents in periodic reflection of ongoing progress and goal setting.

to inform parents of the nature of students' reading and writing development (instead of reporting whether performance is satisfactory or unsatisfactory).

to help maintain some authority.

Are the reports positively inclined or negatively inclined?

Do the reports point out achievement, effort, and improvement?

Do they treat and assess students as individuals, or do they compare students' progress to others'?

Are the reports goal-oriented or retroactive?

Are they expansive or restrictive; generative or constraining and delimiting?

Are they written, oral, ongoing, or transactive?

Are students involved in developing the reports?

What is the relationship between the report and the parent-student conference?

How do students' achievement scores contribute to the report?

Do the reports address the complexity and idiosyncratic nature of development?

Is the report process assessed in terms of whether or not it achieves its goals and whether or not is fruitful, detrimental, and so on?

Personally, I would prefer that we do not assume a single standard format for reporting results across classes or within classrooms. Instead I would prefer an approach to reporting that is more individualized than comparative, more proactive than retroactive, more ongoing than summative, and more transactional. Rather than grade reports, I would prefer co-authored narratives that assess progress and discuss future goals. I would prefer that we acknowledge the complexity of literacy and embrace rather than retreat from individual differences. Teachers have a lot to think about and decide. They should not lock themselves into any assessment practice that is not itself evaluated--even the report card procedures that currently might be in force.

For Students: Self-Assessment Practices

A major goal of any assessment program is the engagement of students in self-assessment. We consider such an approach to assessment client-centered, or responsive, evaluation. Just as other professions, such as dentists, are intent on encouraging their patients to assess and monitor their own dental progress, we believe that teachers should be intent on helping students assess and monitor their own literacy progress. And as other professionals rely upon a business rapport, or "partnership," with their clients, we also believe that teachers need to develop and rely upon "assessment partnerships" with their students. Traditionally, students have been on the receiving end of assessment rather than being engaged in cooperative forms of assessment or self-checking, self-reflection, goals-setting, and self-initiated action.

There is yet another reason for pursuing student self-assessment that must not be overlooked. Namely, students can contribute in measurable ways to the management of assessment in the classroom. It would be an overwhelming task for a teacher to keep track of every student's progress every day. Students can keep their own logs and records; they can assess whether or not they need help; they can be expected to self-select some reading and writing topics, books to read, and activities to pursue; they can select material for their portfolios and can engage in other self-assessment practices. Also, they can consult with their peers for purposes of reflecting on their improvement and achievements and ongoing learning goals.

Some Ongoing Considerations

We see assessment as needing to be dynamic, manageable, integrated, useful, and thoughtful. It does not make much sense to us to develop an assessment system that is overwhelming, impractical, or illogical. While we are intent on providing teachers options, we want those options to be workable. They need to be integrated with what and how we teach. In other words, we want an assessment system that aligns assessment with teaching and learning. Our goals are to develop a meaningful assessment process and to provide the tools needed for its implementation.

It is important that assessment works comfortably and effectively for teachers and students. Just as we encourage students to engage in self-assessment and to shape their own learning goals, we encourage teachers to develop their own assessment procedures or to adapt ours to meet their needs. In so doing, we ask teachers to keep in mind the following questions:

Goals and Values

Does your assessment system reflect the goals you have in place for your students?

Are there areas that you value that need to be added to the forms?

Are there areas that do not fit your students' needs, abilities, or interests?

Will you and your students be provided with the means to check, reflect, and act upon those areas that you deem important? (Different forms of assessment may yield somewhat different outcomes. Do not be perplexed. While different assessment procedures complement one another, they are not carbon copies of each other.)

Manageability

Will the assessment system work for you? (Be careful to balance these assessments against what you and your students do day by day. Do not let these assessments assume too much importance or time.)

Are you focusing too much on some areas and too little on others?

How can you maximize the return on your and your students' efforts?

How can you streamline?

Outcomes

Does your assessment system prompt thoughtful reflection on future goals and actions?

Do students, parents, and others react positively to these assessments and your methods of reporting?

We are sure there are other questions teachers will need to ask themselves. Too often we have not assessed our own assessment practices, but we all should do so. Assessment practices should be subjected to the same scrutiny as other educational practices. They should not be viewed as cast in stone but should be subject to revision, refinement, and redevelopment whenever necessary. Ultimately, they should work for teachers and for students in the most efficient and effective ways possible.

Some closing remarks

            Our preservice teacher preparation program has continued to pursue an orientation to assessment which primarily addresses classroom based assessment needs. For those concerned that we may have displaced technical issues related to standardized assessment and state mandates, I would stress that we do address these topics, but they are embedded within the course rather than superordinate as they once were. In conjunction with my current planing of such a course, I am contemplating spending some time to address the development of legally defensible alternatives to traditional proficiency tests. At a time in our history when proficiency test use has become rampant we might need to give serious consideration to how teachers might enlist their own more direct classroom based assessment to be used in conjunction with decisionmaking and do so in a fashion that has the same legally defensible currency that more traditional assessments tout.